Subscribe for NewsLetters
Email: *
 
First Name: *
 
Last Name:
 
Organization:
 
Position:
 
Country:
Enter Captcha:*
captcha
Search_btn
Case Ware Analytics Ad   Business Case
Futr 468x60 (1)
Asv Banner
C Risk Academy Banner
Internal Controls Assessment Template and Example

Name

Internal Controls Assessment Template and Example

Description

Financial Improvement and Audit Readiness Methodology
Assertion Work Product Example
Internal Controls Assessment, including Financial Reporting Objectives (or SSAE No. 16 Control Objectives) and Control Activities

Detailed Activity 1.3.2 - Prepare Internal Controls Assessment (Reporting Entities)
Detailed Activity 1.3.5 - Identify, Evaluate, and Classify Deficiencies (Reporting Entities)
Detailed Activity 1.5.2 - Prepare Internal Controls Assessment (Service Providers)

NOTE: The Tool/Template/Work Product in this workbook includes a template and instructions for using the template to develop an internal controls assessment, as well as an example internal controls assessment. Financial Reporting Objectives (or SSAE No. 16 Control Objectives) and Control Activities would be identified if the template is properly completed.

Table of Contents
  • Internal Controls Assessment - Template, Template Instructions, and Example
  • Internal Controls Assessment Template ð See spreadsheet titled "IC Assessment - Template"
  • Internal Controls Assessment Template Instructions ð See spreadsheet titled "IC Assessment - Instructions"
  • Example Internal Controls Assessment ð See spreadsheet titled "IC Assessment - Example"

Login to your subscription to download this workbook.

Standard (Non-IT) Audit Program

Comments

Download

This audit program is only available to premium subscribers. Please log in or sign up for a subscription to get this audit program.

Subscription Level

Premium

Language

English