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AuditNet® Audit-library::Bank-auditing-resource-center-barc

The following resources focus on auditing bank operations or banking functions:

Standard Disclaimer for External Links

These links are being provided as a convenience and for informational purposes only; they do not constitute an endorsement or an approval by AuditNet® of any of the products, services or opinions of the corporation or organization or individual AuditNet® bears no responsibility for the accuracy, legality or content of the external site or for that of subsequent links. AuditNet® does not exercise any editorial control over the information you may find at these locations. Contact the external site for answers to questions regarding its content.

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BANKING DISCUSSION FORUMS

Online Discussion Forum for Banking includes an audit forum for discussions of audit-related questions and issues.
Bankers Compliance Tools

AUDIT PROGRAMS, ICQ,CHECKLISTS (following is a listing of the audit programs. Most are now available but only to subscribers and must be accessed via the Audit Programs link on the site.)

  1. ACH ICQ (xls) 
  2. Authentication in an Electronic Banking Environment Electronic 
  1. Bank Items Processing Audit Program  
  2. Banking - FX Revaluation Questionnaire 
  3. Bank Risk Assessment Questionnaire 
  4. Conducting an eBanking Audit 
  5. Credit Card Administration Audit Program   
  6. Credit Card Security Audit Program 
  7. Deposit Accounts ICQ (xls)  
  8. Insider Lending ICQ  
  9. Information Technology General Work Program
  10. Loan Review - Authorization and Reporting  
  11. Loan Review - Data Integrity 
  12. Loan Review - Physical Safeguards  
  13. Risk Management Principles for Electronic Banking
  14. Safety deposit boxes  
  15. Questionnaire Wire Room ICQ (PDF)

FSA TIMES -IIA The following audit programs are available to IIA members and require logging in to the IIA site.

Deposit Operations
Derivative Risk Management

AUDIT GUIDES AND MANUAL

Internal Audit Manual for Small Banks
BSA Manual from the FRB
FDIC Electronic Banking Examination Procedures
FDIC DOS Manual of Exam Policies
FDIC Information Systems Examination Handbook
FDIC Resources for Bankers
FFIEC IS Examination Handbook
I.R.S. Guide for Auditing Commercial Banks
Trust Examination Manual