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AuditNet® Audit-library::Bank-auditing-resource-center-barc

The following resources focus on auditing bank operations or banking functions:

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Online Discussion Forum for Banking includes an audit forum for discussions of audit-related questions and issues.
Bankers Compliance Tools

AUDIT PROGRAMS, ICQ,CHECKLISTS (following is a listing of the audit programs. Most are now available but only to subscribers and must be accessed via the Audit Programs link on the site.)

  1. ACH ICQ (xls) 
  2. Authentication in an Electronic Banking Environment Electronic 
  1. Bank Items Processing Audit Program  
  2. Banking - FX Revaluation Questionnaire 
  3. Bank Risk Assessment Questionnaire 
  4. Conducting an eBanking Audit 
  5. Credit Card Administration Audit Program   
  6. Credit Card Security Audit Program 
  7. Deposit Accounts ICQ (xls)  
  8. Insider Lending ICQ  
  9. Information Technology General Work Program
  10. Loan Review - Authorization and Reporting  
  11. Loan Review - Data Integrity 
  12. Loan Review - Physical Safeguards  
  13. Risk Management Principles for Electronic Banking
  14. Safety deposit boxes  
  15. Questionnaire Wire Room ICQ (PDF)

FSA TIMES -IIA The following audit programs are available to IIA members and require logging in to the IIA site.

Deposit Operations
Derivative Risk Management


Internal Audit Manual for Small Banks
BSA Manual from the FRB
FDIC Electronic Banking Examination Procedures
FDIC DOS Manual of Exam Policies
FDIC Information Systems Examination Handbook
FDIC Resources for Bankers
FFIEC IS Examination Handbook
I.R.S. Guide for Auditing Commercial Banks
Trust Examination Manual