The following resources focus on auditing bank operations or banking functions:
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BANKING DISCUSSION FORUMS
Online Discussion Forum for Banking includes an audit forum for discussions of audit-related questions and issues.
Bankers Compliance Tools
AUDIT PROGRAMS, ICQ,CHECKLISTS (following is a listing of the audit programs. Most are now available but only to subscribers and must be accessed via the Audit Programs link on the site.)
- Bank Items Processing Audit Program
- Banking - FX Revaluation Questionnaire
- Bank Risk Assessment Questionnaire
- Conducting an eBanking Audit
- Credit Card Administration Audit Program
- Credit Card Security Audit Program
- Deposit Accounts ICQ (xls)
- Insider Lending ICQ
- Information Technology General Work Program
- Loan Review - Authorization and Reporting
- Loan Review - Data Integrity
- Loan Review - Physical Safeguards
- Risk Management Principles for Electronic Banking
- Safety deposit boxes
- Questionnaire Wire Room ICQ (PDF)
FSA TIMES -IIA The following audit programs are available to IIA members and require logging in to the IIA site.
AUDIT GUIDES AND MANUAL
Internal Audit Manual for Small Banks
BSA Manual from the FRB
FDIC Electronic Banking Examination Procedures
FDIC DOS Manual of Exam Policies
FDIC Information Systems Examination Handbook
FDIC Resources for Bankers
FFIEC IS Examination Handbook
I.R.S. Guide for Auditing Commercial Banks
Trust Examination Manual