Name

Wealth Management Audit Program

Description

Title of the Audit Working Paper(s): Wealth Management Audit Program

Purpose of the working paper: To establish inherent risks and institute mitigating controls around Wealth Management auditable entity.

Audit objectives for the working paper: To provide reasonable assurance that risks inherent in Wealth Management auditable entity is effectively mitigated to achieve business objectives.

Industry sector: Banking

Functional area: Consumer Banking

Key words to help categorize programs and facilitate searches: Audit Program, Audit Work Program, Fieldwork Audit test

Standard (Non-IT) Audit Program

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Type

Procedures

Language