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Internal Controls Assessment Template - October 2016

Name

Internal Controls Assessment Template - October 2016

Description

Financial Improvement and Audit Readiness Methodology
Assertion Work Product Example
Internal Controls Assessment, including Financial Reporting Objectives (or SSAE No. 16 Control Objectives) and Control Activities

Detailed Activity 1.3.2 - Prepare Internal Controls Assessment (Reporting Entities)
Detailed Activity 1.3.5 - Identify, Evaluate, and Classify Deficiencies (Reporting Entities)
Detailed Activity 1.5.2 - Prepare Internal Controls Assessment (Service Providers)

NOTE: The Tool/Template/Work Product in this workbook includes a template and instructions for using the template to develop an internal controls assessment, as well as an example internal controls assessment. Financial Reporting Objectives (or SSAE No. 16 Control Objectives) and Control Activities would be identified if the template is properly completed.


Table of Contents
Internal Controls Assessment - Template, Template Instructions, and Example
Internal Controls Assessment Template See spreadsheet titled "IC Assessment - Template"
Internal Controls Assessment Template Instructions See spreadsheet titled "IC Assessment - Instructions"
Example Internal Controls Assessment See spreadsheet titled "IC Assessment - Example"

Standard (Non-IT) Audit Program

Comments

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Subscription Level

Free

Language

English