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Workiva Auditors Playbook 468x60 1
Client Acceptance & Anti Money Laundering Process Flow

Name

Client Acceptance & Anti Money Laundering Process Flow

Description

Name: Client Acceptance & Anti Money Laundering Process Flow

Description:

  • Title of the Audit Working Paper: Client Acceptance & Anti Money Laundering Process Flow
  • Purpose of the working paper: To establish inherent risks and mitigating controls available with Asset Operations
  • Audit objectives for the working paper: To assess control risk inherent in process of Accounts Payable Accruals
  • Industry sector: Banking
  • Functional area: Compliance
  • Key terms: Risk Control Self Assessment, Are You In Control, Self Certification, Internal Control Self Assessment

Standard (Non-IT) Audit Program

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Subscription Level

Free

Type

Financial Compliance

Procedures

No

Language

English