by auditnet » Fri Mar 20, 2009 4:18 am
Scott,
There are checklists and questionnaires available on the Internet for compliance reviews of NYSE listing requirements. You should try Google. The source of many of them are law firms. If someone does share an audit program for this area it would be added to the Premium section of AuditNet available to subscribers.
Jim
Jim Kaplan
Recipient of the IIA's 2007 Bradford Cadmus Memorial Award
AuditNet LLC
http://www.auditnet.orgThe Global Resource for Auditors