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Retail Banking Risk Control Matrix - Reconciliation Procedures

Name

Retail Banking Risk Control Matrix - Reconciliation Procedures

Description

This retail banking risk control matrix covers reconciliation procedures with the following details

Ownership and Management
Process Organization
Risk Assessment
Control Assessment
Financial Statement Assertions
No Functions Unit / Department Ownership Client Segment and/or Functional Segment Product Class Product Name Activity Process Process Stage Organization Risk Type Risk Description Likelihood Impact Classification Risk Assessment "Key
Control" Zero Tolerance Control Definition Operating Level (Entity / Activity) Operational Approach (Automated / Manual) Operational Frequency Control Effect (Preventive / Detective / Corrective) Control Assessment Internal Control Over Financial Reporting? Occurrence Completeness Accuracy Authorization Cutoff Classification and Understandability Existence Rights and Obligations Valuation and Allocation Financial Assertions

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Standard (Non-IT) Audit Program

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Language

English