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Retail Banking Risk Control Matrix - Profit Loss Sharing (PLS) Account Deposit

Name

Retail Banking Risk Control Matrix - Profit Loss Sharing (PLS) Account Deposit

Description

This retail banking risk control matrix covers profit loss sharing account deposits with the following details

  1. Ownership and Management 
  2. Process Organization 
  3. Risk Assessment 
  4. Control Assessment 
  5. Financial Statement Assertions 

No Functions Unit / Department Ownership Client Segment and/or Functional Segment Product Class Product Name Activity Process Process Stage Organization Risk Type Risk Description Likelihood Impact Classification Risk Assessment "Key
Control" Zero Tolerance Control Definition Operating Level (Entity / Activity) Operational Approach (Automated / Manual) Operational Frequency Control Effect (Preventive / Detective / Corrective) Control Assessment Internal Control Over Financial Reporting? Occurrence Completeness Accuracy Authorization Cutoff Classification and Understandability Existence Rights and Obligations Valuation and Allocation Financial Assertions

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Standard (Non-IT) Audit Program

Comments

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Subscription Level

Premium

Language

English