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AuditNet® Audit-library::Compliance-audit-resources

Bankers' Compliance Group - organization of dozens of independent banks, savings associations and other financial institutions who have associated for the purpose of retaining and sharing legal counsel for group legal services.

Bankers Tools

Complinet - publisher of regulatory information and a provider of compliance services to the international financial services industry

Compliance Online industry focused portal, developed for the practitioners of quality and regulatory compliance.

ComplianceWeek a weekly newsletter on corporate governance, risk and compliance.

Information Technology Officer's Questionnaire - for FDIC banking regulatory compliance

Insights - Online Resource for Compliance Information from Wolters Kluwer

Trupoint Partners  provider of lending compliance solutions to the financial community. Financial institutions of all sizes rely on TruPoint’s CRA, HMDA, and Fair Lending, and GLBA software and services to ensure their lending is in compliance with the regulatory agencies and their own internal guidelines.

Topical Areas for Compliance

Accounting And Auditing Coverage of FASB and PCAOB developments can also be found here.

Boards and Committees
Includes coverage and guidance on board policies, audit & compensation committee practices

Electronic Discovery And The Revised FRCP
Revised Federal Rules of Civil Procedure as it pertains to "electronically stored information," as well as related legal and IT issues.

Enforcement & Litigation
Latest developments related to SEC and DoJ enforcement, class action filings, precedent-setting court decisions, and more.

Enterprise Risk Management
Guidance on ERM, and insights on risk assessments, continuous auditing, the COSO guidance, and more.

Executive Compensation
SEC's new compensation disclosure guidelines, shareholder and proxy pressures, 409A, backdating, perks, SERPs, and more.

FASB And Financial Accounting Standards
FASB provisions and accounting standards and guidance, including extensive coverage of fair value, FIN 48, FAS 133, and more.

The Foreign Corrupt Practices Act
 Foreign Corrupt Practices Act, anti-fraud, anti-bribery and related issues.

Internal Control Over Financial Reporting
Sarbanes-Oxley Section 404, the PCAOB's Audit Standard No. 2, related guidance on taking a "top-down, risk-based" approach.

Stock Option Expensing
FAS 123(R), and related guidance on fair-value accounting and grant-date communication issues.

Sustainability And CSR
Sustainability issues, from risks and disclosure challenges to the Global Reporting Initiative and dozens of actual reports.

Whistleblowing & Hotlines
Effective SOX whistleblower provisions.

XBRL
 “interactive data”; namely, financial reports of issuers filed using eXtensible Business Reporting Langauge. Also includes related resources, taxonomies, webcasts, case studies, and more.