AuditNet® Policy and Procedure Center


 
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The AuditNet Policy and Procedure Center is a resource for auditors, managers and administrative personnel that need to update their company's documentation for compliance with standard business practices, which may include a Sarbanes-Oxley review. It will provide links to policies and procedures available on the Internet. The AuditNet® Policy and Procedure Library Exchange (APPLE) will contain an inventory of documents contributed by auditors and other staff. We will also have sample policies and procedures designed by an expert for your review and use. There will be products and solutions available for purchase that will help in your Sarbanes-Oxley compliance efforts. If you have a question pertaining to policies and procedures you will have an opportunity to ask the subject matter experts (SME).

Why are we providing this service? Because in light of requests from auditors and financial professional we feel there is a need. AuditNet® has always and will continue to explore new opportunities that meet the needs of both auditors and managers to help them do their jobs of establishing, maintaining, and evaluating internal controls within their organizations!

Send your policies and procedures for sharing or for further details on this program contact the policyguru @ idealpolicy.com!


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AuditNet® Policy and Procedure Library Exchange (APPLE)

Getting Started / Set up

Policy and Procedure Program Overview

Policy Template (please use when submitting a policy for sharing)

Create Review and Issue Policy

Accounting and Finance

Account Reconciliation

Accounts Payable

Accounts Receivable 

Bank Reconciliation

Product Revenue Recognition

Procurement Non-Inventory

Travel and Expense

Administration

Environmental Affairs

Environmental Safety

External Communications

Human Resources

Information Technology

Legal

Business Licenses

Whistleblower

Manufacturing and Operations

Marketing and Sales

Tax

Treasury


MORE POLICY RESOURCES

Sample Policies from the Internet

Sarbanes-Oxley 301 Complaint Handling Policy from BF Goodrich

Complaint Handling Policy from Gerber Scientific

Articles

Designing Policies and Procedures For Handling Complaints and Whistleblowers Under the Sarbanes-Oxley Act of 2002

Books

E-Policy: How to Develop Computer, E-Policy, and Internet Guidelines to Protect Your Company and Its Assets by Michael R. Overly

The E-Policy Handbook: Designing and Implementing Effective E-Mail, Internet, and Software Policies by Nancy Flynn, Nancy L. Flynn

Web Sites

Audit Services and Institute Compliance from CalTech provides compliance policies and procedures

E-Policy Institute