AuditNet®

Additions to Premium Content
November 2008- December 2010



 

December 2010 Additions

  1. AuditNet Management Planning Guide for Information Systems Security Auditing (Based on a 2001 Joint NSAA and GAO publication).
  2. Bribery Fraud Workbook (Dec 2010)
  3. Healthcare Workers Compensation Fraud Workbook (Dec 2010)
  4. Human Resources Department (Dec 2010)
  5. Purchase Card Audit Program - Government
  6. Revenue Process Control Objectives
  7. S-Ox Exposure Calculations (Dec 2010)
  8. Sarbanes-Oxley Implications Backdating Stock Options and Executive Compensation (Dec 2010)
  9. Student Activity Fund Audit Program Public Schools
  10. Worker's Compensation Fraud Workbook (Dec 2010)

 

November 2010 Additions

  1. Anti-Money Laundering Matrix Guide (Nov 2010)
  2. AuditNet AS3 Control Documentation Guide (November 2010)
  3. Hotel Industry Collection of audit programs using SAP system (Nov 2010) as follows:
  4. Hotel 2 day checklist
  5. Hotel Conference and Banqueting
  6. Hotel Car Park
  7. Hotel Cashier & Safe
  8. Hotel Debtors Ledger
  9. Hotel Food and Beverage
  10. Hotel Financial System Self Assessment
  11. Hotel Front Office Operations
  12. Hotel Income Audit Checklist
  13. Hotel Payroll
  14. Hotel Capital Expenditures
  15. Spreadsheet Matrix Tool (Nov 2010)
  16. Monograph - AuditNet Anti-Money Laundering Guide (Nov 2010)
  17. Monograph - AuditNet AS3 Control Documentation Guide (Nov 2010)

 

October 2010 Additions

  1. F&B Operations-Clubs Risk Control Matrix (October 2010)
  2. Fraud Risk Assessment Toolkit (October 2010)
  3. Key Corporate Governance & Internal Audit Reference Sources (October 2010
  4. Membership-Clubs Risk Control Matrix (October 2010)
  5. Procurement-Clubs Risk Control Matrix (October 2010)
  6. Segregation of Duties and Compliance Workbook (October 2010)
  7. Slot Machine Operations-Clubs (October 2010)
  8. Tender Management-Clubs Risk Control Matrix (October 2010)
  9. T&E Expense Processing-Transportation (October 2010)
  10. Writing Essentials Tool Matrix (October 2010) Excel Version

 

September 2010 Additions

  1. ARRA Risk Assessment (September 2010
  2. Asset Management-Retail (September 2010)
  3. Cargo Claims-Transportation
  4. Contractor Settlements-Transportation
  5. Fraud Risk Assessment Workbook (September 2010)
  6. IT Process Outsourcing Contract Review
  7. Procurement-Retail (September 2010)
  8. Sarbanes-Oxley Spreadsheet Testing (September 2010)
  9. Store Planning Construction-Retail (September 2010)
  10. Student Activity Funds General, Receipts and Disbursements (September 2010)

 

August 2010 Additions

  1. Asset Verification (August 2010)
  2. Audit Management Software Decision Matrix (August 2010)
  3. Bad Debt Reserve-Gaming (August 2010)
  4. Bank Balance Verification (August 2010)
  5. Contract Management/Outsourcing IT System Processes-Banking (August 2010)
  6. Equity Verification (August 2010)
  7. Fraud Audit Control Testing-Payroll (August 2010)
  8. Fraud Audit Control Testing-Ghost Employees (August 2010)
  9. Fraud Audit Control Testing Payroll with Data Mining Steps (August 2010)
  10. Purchasing (August 2010)
  11. Spreadsheet Auditing Protocol (August 2010)

 

July 2010 Additions

  1. Credit Balance & Refunds Review-Healthcare (July 2010)
  2. Continuous Auditing Extract Report Listing-Insurance (July 2010)
  3. Identity Theft Audit (July 2010)
  4. Fraud Audit Control Testing Construction (July 2010)
  5. Fraud Audit Control Testing False Vendors (July 2010)
  6. Fraud Audit Control Testing Hotline Questionnaire and Tracking Sheet (July 2010)
  7. Fraud Audit Control Testing Lapping or Skimming Questionnaire (July 2010)
  8. Fraud Audit Control Testing Vendor Billings (July 2010)
  9. Sarbanes-Oxley Audit Committee Checklist (July 2010)
  10. Troubled Asset Relief Program TARP Compliance (July 2010)

 

June 2010 Additions

  1. Anti-Fraud Compliance Checklist (FCPA) (June 2010)
  2. Balance Sheet Account Reconciliation (June 2010)
  3. Business Continuity (June 2010)
  4. Corporate Accounts Payable (June 2010)
  5. Fraud Analytics Bribery (June 2010)
  6. Fraud Analytics Construction (June 2010)
  7. Fraud Analytics Worker's Compensation (June 2010)
  8. Inventory (June 2010)
  9. Non-Public Safety Take Home Vehicles-Government (June 2010)
  10. Sampling and Population (June 2010)

 

May 2010 Additions

  1. AS 400 (May 2010)
  2. Corporate Services (May 2010)
  3. IBNR-Healthcare (May 2010)
  4. Master Vendor File Checklist and Best Practices (May 2010)
  5. Network Penetration (May 2010)
  6. Pharmacy Purchasing & Returns-Healthcare (May 2010)
  7. Police Expenditures-Government (May 2010)
  8. Sales and Rating-Healthcare (May 2010)
  9. Sarbanes-Oxley Sampling & Isolated Incidents Checklist (May 2010)
  10. Tax and Accrual (May 2010)

April 2010 Additions

 

  1. Accounts Payable (April 2010)
  2. Accounts Receivable (April 2010)
  3. Bank Reconciliation (April 2010)
  4. Cash Bank Vouching (April 2010)
  5. Contingent Liabilities (April 2010)
  6. Current Liabilities (April 2010)
  7. Fixed Assets (April 2010)
  8. Loans and Advances Given (April 2010)
  9. Payroll (April 2010)
  10. Purchases (April 2010)

 

March 2010 Additions

  1. Business Continuity Questionnaire -Cable Operations (Mar 2010)
  2. Confirmation Control Sheet (Mar 2010)
  3. Financial Closing Audit (Mar 2010)
  4. Internet Banking (Mar 2010)
  5. Monthly Timesheet Template (Mar 2010)
  6. Mortgage Fraud Red Flags (Mar 2010)
  7. Petty Cash Audit Program (Mar 2010)
  8. Purchasing Audit Program (Mar 2010)
  9. Transportation & Freight (Mar 2010)
  10. Weighted Average Inventory Valuation Calculation Worksheet (Mar 2010)

 

February 2010 Additions

  1. Accounts Receivable (Feb 2010)
  2. Audit Project Time Budget (Feb 2010)
  3. Customer Invoicing (Feb 2010)
  4. Financial Audit Local Government Program (Feb 2010)
  5. Handheld Audit Program Guide (Feb 2010)
  6. Internal Audit Function Review (Feb 2010)
  7. Inventory Management Audit (Feb 2010)
  8. Physical Inventory Observation (Feb 2010)
  9. Production Process (Feb 2010)
  10. System Development and Program Change Control Government (Feb 2010)
  11. AuditNet Monograph Auditor's Guide to Internal Audit Charters (Draft)

January 2010 Additions

  1. Automotive Audit Program Package (Following 1-9 are all in one Excel file with a separate worksheet for each area)
  2. Cash & Marketable Securities
  3. Revenue & Receivables
  4. Inventories
  5. Other Assets and Liabilities
  6. HR and Payroll
  7. Fixed Assets
  8. Purchasing & Accounts Payable
  9. Financial Reporting
  10. General Audit Procedures
  11. AEP Inventory Audit Program (Jan 2010)

 

December 2009 Additions

  1. AEP-Accounts Payable -(Dec 2009)
  2. AEP-Purchasing & Payments Cycle (Dec 2009)
  3. AEP-Trade Payables (Dec 09)
  4. AEP-Trade Receivables (Dec 2009)
  5. ERM Reporting (Dec 2009)
  6. HR Personnel Review (Dec 2009)
  7. Inventory Management (Dec 2009)
  8. IRC 409A Executive Deferred Compensation (Dec 2009)
  9. Maintenance Audit-Equipment (Dec 2009)
  10. Mortgage Fraud Red Flags (Dec 2009)
  11. Purchasing Card Audit (Dec 2009) 

 

November 2009 Additions

  1. Cash Management Questionnaire & Audit Program-Wireless (Nov 09)
  2. Consensus Audit Guidelines
  3. Construction Audit New Building A/E (Nov 09)
  4. Credit Adjustment-Wireless (Nov 09)
  5. Privacy Audit Checklist
  6. Privacy Audit Manual (Australia)
  7. Sales Commission Process Review-Wireless (Nov 09)
  8. Service Contracts SAP (Nov 09)
  9. Service Contract Management (Nov 09)
  10. Trade Receivables Audit Using TopCAATs (Nov 09)

 

October 2009 Additions

  1. Company Procurement Card-Utility (Oct 2009)
  2. ERM Position Reporting-Utility (Oct 2009)
  3. FCPA Red Flags (Oct 2009)
  4. Forecasting Audit-Government Gov (Oct 2009)
  5. IRA Audit Program (Banking) (Oct 2009)
  6. IRC 409A Deferred Compensation-Utility (Oct 2009)
  7. Recruitment & Appointment Questionnaire-Gov (Oct 2009)
  8. Recruitment & Induction Audit-Gov (Oct 2009)
  9. Treasury Management and Merchant Services (Banking)
  10. Website Audit Program (Banking) (Oct 2009)

 

September 2009 Additions

  1. Auditing CICS – A Beginner’s Guide (Sep 2009)
  2. Audit Planning Memo-Public Schools (Sep 2009)
  3. Cash Receipts & Related-Public Schools (Sep 2009)
  4. Cash Disbursement & Related-Public Schools (Sep 2009)
  5. Compliance Audit Program-Public Schools (Sep 2009)
  6. Donor Review Financial Institution (Sep 2009)
  7. ICQ-Public Schools (Sep 2009)
  8. Pre & Post Audit-Public Schools (Sep 2009)
  9. Signature Authority Matrix Template (Sep 2009)
  10. School Fraud Questionnaire-Public Schools (Sep 2009)
  11. Trade Receivables (TopCAATs)

 

August 2009 Additions

  1. AML Checklist (August 2009)
  2. Check Clearing Process (August 2009)
  3. Discretionary Disbursements (August 2009)
  4. Escrow Audit-Real Estate (August 2009)
  5. Insurance-Claims (August 2009)
  6. Insurance-Underwriting (August 2009)
  7. Insurance-Reinsurance (August 2009)
  8. Land Trust Audit Program (August 2009)
  9. Non-Deposit Investment Procedures (August 2009)
  10. Payroll Audit-Real Estate (August 2009)

 

Programs Added May-July 2009

  1. Budgeting Process (July 2009)
  2. Credit Reviews (July 2009)
  3. Expenditures Fraud Analytics (July 2009)
  4. Payroll with Fraud Analytics (July 2009)
  5. Property Tax Refunds-Government (July 2009)
  6. Purchasing and Billing Fraud Analytics (July 2009)
  7. Sheriffs Office Expenditures-Government (July 2009)
  8. Skimming Fraud Analytics (July 2009)
  9. Treasury Operations (July 2009)
  10. Legal and Company Secretary (July 2009)
  11. Accounts Payable Control-Service (June 2009)
  12. Service Center Utilization-Service (June 2009)
  13. Brand Reputation Management-Service (June 2009)
  14. Control of Staff Costs-Service (June 2009)
  15. Contract labor management-Retail (June 2009)
  16. Customer feedback - Service (June 2009)
  17. Customer loyalty-Retail (June 2009)
  18. Managing Performance-Retail (June 2009)
  19. Marketing Control-Retail (June 2009)
  20. Sales Performance Management-Retail (June 2009)
  21. AuditNet® Guide to Audit Report and Finding Rating Systems (May 2009)
  22. Budget Controls Audit Program (May 2009)
  23. Control Standards Conversion Cycle  (May 2009) 
  24. Control Standards Integrity Cycle (May 2009)
  25. Control Standards Payment Cycle  (May 2009)
  26. Control Standards Revenue Cycle  (May 2009)
  27. Control Standards Time Cycle  (May 2009)
  28. Financial Cycle Objectives/Risks (May 2009)
  29. Go Green Audit Program-Gov (May 2009)
  30. Human Resources/Payroll Audit with ACL Steps (May 2009)

 

Programs Added January-April 2009

  1. Audit Plan and Schedule (April 2009)
  2. AuditNet Guide to Setting up a New Internal Audit Activity (April 2009)
  3. Credit Card Loans (April 2009)
  4. Data Origination Controls Questionnaire (April 2009)
  5. Domain Object Redundancy Manager
  6. Fraud Investigation Audit Procedures (April 2009)
  7. Human Resources/Payroll (April 2009)
  8. Internal Audit Risk Assessment Plan (April 2009)
  9. ISALyzer
  10. Life Insurance Risk Objectives (April 2009)
  11. Stimulus-Certification Requirement for Receipt of Fund (Gov) April 2009)
  12. Stimulus-Certification Recovery Act Reporting Requirements (Gov) (April 2009)
  13. CAN-SPAM Marketing Audit (March 2009)
  14. Chemicals Plant Operations (March 2009)
  15. Data Center Server Environment-Government (March 2009)
  16. Electronic Fund Transfers-Government (March 2009)
  17. Payroll Operations and Controls (March 2009)
  18. AuditNet Monograph Series: Securing and Segregating IBM-Supplied CICS Transactions
  19. Application Logical Security and Change Management (Feb 09)
  20. Bank Branch Audit (Feb 2009)
  21. Banking Loans - DOSRI and Employees (Feb 09)
  22. Banking Expenses (Feb 2009)
  23. Banking Income (Feb 2009)
  24. Banking Investments (Feb 2009)
  25. Insurance-Marine (Feb 09)
  26. Insurance-Surety Claims (Feb 09)
  27. Insurance-Surety (Feb 09)
  28. Insurance-Transportation Underwriting  (Feb 09)
  29. Anti Money Laundering Checklist (Jan 09)
  30. Business Continuity, DRP, Backup Audit -Gov (Jan 09)
  31. Basel II Checklist - Responsibilities of External, Internal, Management, and Regulators (Jan 09)
  32. Document Control Center Audit Procedures-Insurance (Jan 09)
  33. Not for Profit Charity Review with SOD Matrix (Jan 09)
  34. Payroll Internal Control Questionnaire (Jan 09)
  35. Risk Assessment Audit Program-Gov (Jan 09)
  36. Safety Training-Gov (Jan 09)
  37. System Development Audit Program-Gov (Jan 09)
  38. Web Based Application Development-Gov (Jan 09)

 

Programs Added November-December 2008

  1. IFRS Disclosure Checklists from the Big 4 (Dec 08)
  2. SOX Entity Level Control Matrix (Dec 08)
  3. Sarbanes-Oxley Guidebook for the Templates (Dec 08) (The following templates are licensed for use by AuditNet® subscribers)
  4. Sarbanes-Oxley Template Financial Reporting Control Matrix (Dec 08)
  5. Sarbanes-Oxley Template Fixed Asset Control Matrix (Dec 08)
  6. Sarbanes-Oxley Template Inventory Control Matrix (Dec 08)
  7. Sarbanes-Oxley Template IT Control Matrix (Dec 08)
  8. Sarbanes-Oxley Template Payroll and Human Resources Control Matrix (Dec 08)
  9. Sarbanes-Oxley Template Purchasing and Payables Control Matrix (Dec 08)
  10. Sarbanes-Oxley Template Revenue and Receivables Control Matrix (Dec 08
  11. Sarbanes-Oxley Template Treasury Control Matrix (Dec 08)
  12. Accounts Receivable Control-Service Industry (Nov 2008)
  13. Commission Control-Service Industry (Nov 2008)
  14. Course Balance Control-Service Industry (Nov 2008)
  15. Disaster Recovery and Business Continuity Planning (Nov 2008)
  16. Inventory Repacking Control-Service Industry (Nov 2008)
  17. Manufacturing Human Resource Management-Pharmaceutical (Nov 2008)
  18. Procurement (Nov 2008)
  19. R&D Cash Flow Management-Pharmaceutical (Nov 2008)
  20. Revenue Recognition-Service Industry (Nov 2008)
  21. Windows Active Directory (Nov 2008)